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IIA-CFSA Exam Dumps

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IIA-CFSA Pack
Vendor: IIA
Exam Code: IIA-CFSA
Exam Name: Certified Financial Services Auditor
Exam Questions: 511
Last Updated: June 15, 2026
Related Certifications: Certified Financial Services Auditor
Exam Tags: Financial Services
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Free IIA IIA-CFSA Exam Actual Questions

Question No. 1

___________ bank balances are bank assets on deposit in other banks.

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Correct Answer: A

Question No. 2

Which of the following accounts would NOT be found on a life insurance company's statutory financial statements?

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Correct Answer: C

Question No. 3

Recent activities in the marketplace have caused your company to comply with requests from 50 percent of your policyholders to cancel their policies. The company complies and refunds them amounts due. Your audit of this should ensure these refunds were charged against what account?

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Correct Answer: B

Question No. 4

The duties of a guardian in guardianship arrangements are similar to those of a trustee.

Specifically, the guardian is obligated to:

1) Protect and preserve the assets

2) Submit an inventory and appraisal to the court

3) Retain or divest assets

4) Use principal and income for the benefit of the ward

5) Submit an annual accounting to the court

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Correct Answer: D

Question No. 5

Performance as _____________ is normally the only true trust relationship administered by a

corporate trust department.

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Correct Answer: A

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